2021 BSA/AML Back Office Training

$199.00$519.00

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Description

All financial institutions are required to provide BSA/AML training tailored to each department’s job functions. AML-ology has created a BSA/AML training that enables you to give your Back Office Personnel an overview of the basics of BSA and understand their role in preventing money laundering and terrorist financing within your institution. 

Since all the departments of financial institutions need the same basic material, the slides are similar in nature with a specific focus for the Back Office at the conclusion of the presentation. However, in the recorded/live presentation, Nancy Lake will tailor the entire slide deck to the Back Office responsibilities as compared to the Front Line or Lenders.  

What is Included? 

Note: Divider Slides are not included in the slide count. 

BSA Overview  

  • History of BSA – 2 Slides 
  • BSA Requirement to Assess Risk – 1 Slide 
  • Fraud vs. ML/TF – 1 Slide 
  • Money Laundering Definition/Key Terms – 3 Slides 
  • ML/TF Red Flags – 2 Slides 
  • Forms to File – 1 Slide 
  • 5 Pillars of BSA – 1 Slide 
  • CDD Rule – 1 Slide 
  • Customer Identification Program (CIP)  
    • Basics – 1 Slide
    • Individual Documentation – 1 Slide 
    • Synthetic ID Theft – 3 Slides 
    • Politically Exposed Persons (PEPs) – 3 Slides 
    • Entity Overview – 1 Slide 
    • Shell Corporations – 2 Slides 
    • Customer Due Diligence/Enhanced Due Diligence – 1 Slide 
    • Consent Orders – 4 Slides 

High Risk Areas 

  • Cannabis  
    • Overview – 3 Slides 
    • Consent Order – 3 Slides 
  • Non-Bank Financial Institutions and MSBs 
    • Overview – 4 Slides
    • Consent Order – 2 Slides 
  • Convertible Virtual Currency (Assets) 
    • What it is and How it Works – 5 Slides 
    • Why it is Important – 2 Slides 
  • Human Smuggling/Human Trafficking
    • Definitions/Key Facts – 4 Slides 
    • Red Flags – 4 Slides 
      • Account Opening Personnel – 1 Slide 
      • BSA/AML Personnel – 3 Slides 
  • Online Banking 
    • Overview – 2 Slides 
    • FinCEN on Cyber-Enabled Crime – 1 Slide 
  • Wire Transfer Red Flags – 3 Slides 

OFAC 

  • Overview – 3 Slides 
  • Recent Penalties – 1 Slide 

Conclusion 

  • Looking for Fraud & ML/TF in the Back Office – 1 Slide 
  • Questions – 1 Slide 
  • Company Overview – 3 Slides 
  • Speaker Contact Information – 1 Slide  

Additional information

F.I. Type

Bank, Credit Union

Options

PPT Slide Deck Only – $199, PPT Slide Deck and Recording – $299, PPT Slide Deck and Live Presentation by an AML-ology BSA Expert – $399, PPT Slide Deck with Customizable Slides and Live Presentation by an AML-ology BSA Expert – $519, PPT Slide Deck with Customizable Slides and Recording by an AML-ology BSA Expert – $519

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