2021 BSA/AML Lender Training

$199.00$519.00

Clear

SKU: N/A Category:

Description

All financial institutions are required to provide BSA/AML training tailored to each department’s job functions. AML-ology has created a BSA/AML training that enables you to give your lenders an overview of the basics of BSA and understand their role in preventing money laundering and terrorist financing within your institution. 

Since all the departments of financial institutions need the same basic material, the slides are similar in nature with a specific focus for the Lenders at the conclusion of the presentation. However, in the recorded/live presentation, Nancy Lake will tailor the entire slide deck to the Lenders’ responsibilities as compared to the Front-Line or Back Office.  

What is Included? 

Note: Divider Slides are not included in the slide count. 

BSA Overview  

  • History of BSA – 2 Slides 
  • BSA Requirement to Assess Risk – 1 Slide 
  • Fraud vs. ML/TF – 1 Slide 
  • Money Laundering Definition/Key Terms – 3 Slides 
  • ML/TF Red Flags – 2 Slides 
  • Forms to File – 1 Slide 
  • 5 Pillars of BSA – 1 Slide 
  • CDD Rule – 1 Slide 
  • Customer Identification Program (CIP)  
  • Basics – 1 Slide 
  • Individual Documentation – 1 Slide 
  • Non-U.S. Citizen Documentation – 4 Slides 
  • Synthetic ID Theft – 3 Slides 
  • Politically Exposed Persons (PEPs) – 3 Slides 
  • Entity Overview – 1 Slide 
  • Shell/Shelf Corporations – 4 Slides 
  • Customer Due Diligence/Enhanced Due Diligence – 1 Slide 
  • Consent Orders – 4 Slides 

High Risk Areas 

  • Cannabis  
  • Overview – 3 Slides 
  • Consent Order – 3 Slides 
  • Non-Bank Financial Institutions and MSBs  
  • Overview – 4 Slides 
  • Consent Order – 2 Slides 
  • Convertible Virtual Currency (Assets) 
  • What it is and How it Works – 5 Slides 
  • Why it is Important – 2 Slides 
  • Human Smuggling/Human Trafficking 
  • Definition – 1 Slide 
  • Key Facts – 3 Slides 

OFAC 

  • Overview – 3 Slides 
  • Recent Penalties – 1 Slide 

Lender Focus 

  • Looking for Fraud & ML/TF – 1 Slide 
  • Types of Mortgage Fraud – 1 Slide 
  • Red Flags – 3 Slides 
  • Best Practices for PPP Loans – 1 Slide 

Conclusion 

  • Questions – 1 Slide 
  • Company Overview – 3 Slides 
  • Speaker Contact Information – 1 Slide

Additional information

F.I. Type

Bank, Credit Union

Options

PPT Slide Deck Only – $199, PPT Slide Deck and Recording – $299, PPT Slide Deck and Live Presentation by an AML-ology BSA Expert – $399, PPT Slide Deck with Customizable Slides and Live Presentation by an AML-ology BSA Expert – $519, PPT Slide Deck with Customizable Slides and Recording by an AML-ology BSA Expert – $519

Reviews

There are no reviews yet.

Be the first to review “2021 BSA/AML Lender Training”