A Helpful Guide to the Examination Process, Part 2

Last month we discussed the pre-examination period and the actual on-site examination from the perspective of both bankers and examiners. One of the key themes that emerged was the need for clear and open communications between all parties. This time, we’ll continue with a discussion of the post-examination process, some comments about Supervisory Enforcement Actions, […]

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About John Reynolds, M.B.A

John Reynolds is a former Bank regulator, having retired from the NY Fed as an Examining Officer in the Financial Institution Supervision Group. John started out his career as an Assistant Bank Examiner in 1979 working up through the ranks and has been involved in all facets of bank examination work at international, large complex institutions, regional, and community institutions. Since 2009, he has played a leadership role in the NY Fed’s Compliance examination work, where he guided teams of examiners reviewing institutions’ compliance with AML-BSA and OFAC regulations and laws.

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