AML & OFAC Data Validation: What Steps Must Compliance Take to Satisfy Regulatory Expectations?

Data Validation is a Compliance Responsibility Are you, as Compliance Officer, prepared to certify that the data feeds into your AML monitoring and OFAC filtering systems are working properly? Identifying all data sources, properly mapping data feeds and validating data flows into the AML and OFAC monitoring/filtering systems require the collaboration of Compliance, IT and […]
To access this post, you must purchase Academic Premium Individual Membership.

About Harry Wagner

Heading ARC’s Compliance Department, Harry drives customer service and quality, supporting ARC’s clients on a wide range of anti-money laundering compliance matters. For over 15 years he has focused on strategizing with financial institutions to understand and manage regulatory risk.
Follow Harry on LinkedIn