Lessons Learned as a BSA Officer From 1998 to 2018

Introduction In my twenty years of being a BSA officer, I’ve learned a lot, both through any successes my team has had, and through the mistakes I’ve made. In this article, I’m going to share with you all the things that have stood out to me in my career: all the AML stakeholders, the full […]

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About Jim Richards

After almost 13 years as Wells Fargo's BSA Officer and Global Head of Financial Crimes Risk Management, Jim now reaches out on his own as RegTech Consulting LLC in order to help develop the next generation of financial crimes professionals, technologies, regimes, and relationships. Jim's specialties include developing the next generation of AML and financial crimes professionals, technologies, regimes, and relationships: BSA Officer Coach, Cannabis/Marijuana Industry Consulting, Director Support, Crisis Management, Program Reviews, Team Training & Awareness, FinTech Vendor Due Diligence, and offering Expert Testimony.

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